David Marshall Participates in Whistleblower Conference Panel

March 1, 2017

Katz Banks Kumin partner David Marshall participated in a panel on February 27, 2017 at Compliance Week and Financial Research Associates’ Whistleblowers and Compliance 2017 conference. The panel, entitled, “Insights from the Plaintiff Bar on the Profile of a Whistleblower,” covered a variety of topics of interest to the gathering of compliance and legal professionals, including tools for strengthening internal compliance programs and best practices for how companies should respond to whistleblower complaints productively in order to avoid unnecessary legal and regulatory action.  Mr. Marshall was joined on the panel by two other prominent attorneys representing whistleblowers before the SEC — Sean McKessey, former Chief of the SEC’s Office of the Whistleblower and currently a partner with the law firm of Phillips & Cohen, and Jordan Thomas, formerly an SEC Assistant Director of Enforcement and currently a partner with the law firm of Labaton Sucharow.

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